Here, you'll find many of the most common forms and documents required to initiate a transaction.
If you need a specific form or document not listed below, please contact us and we will make it available right away.
INVESTMENT ACCOUNTS
Account Opening Documents (Individual, Joint, In-Trust-For, Estate, Corporate)
| Form | Description |
|---|---|
| GPNAAF (2021.12) | New Account Application Form |
| GP_IPQ | INVESTOR PROFILE QUESTIONNAIRE |
| 225-07-504E (11/01/2021) | B2B INVESTMENT ACCOUNT |
| GPCID (2021.12) | CLIENT INFORMATION DOCUMENT |
| GPEDOIS_(2015.01) | ENTITY DIRECTOR/OWNER INFO SHEET (CORPORATE ACCOUNT) |
| CRD | CORPORATE RESOLUTION (CORPORATE ACCOUNT) |
Other Account Opening Documents
| Form | Description |
|---|---|
| ACFFS (2023.02) | SIGNATURE SERVICE ACCOUNT ADDENDUM |
| GPMFRF_(2017.10) | SCHEDULED MUTUAL FUND REDEMPTION FORM |
Other Documents
| Form | Description |
|---|---|
| 100-04-105E (09/25/2020) | B2B CLIENT INFORMATION CHANGE FORM (CHANGE OF DEALER) |
| 100-06-244E (01/10/2018) | B2B NON-REGISTERED TRANSFER APPLICATION FORM |
| 100-07-200E (03/16/2020) | B2B CASH DISBURSEMENT FORM |
RETIREMENT SAVINGS ACCOUNTS
Account Opening Documents (RRSP, SRRSP, LIRA, RIF, SRIF, LRIF, LIF)
| Form | Description |
|---|---|
| GP_NAAF (2021.12) | New Account Application Form |
| GP_IPQ | INVESTOR PROFILE QUESTIONNAIRE |
| GP_CID (2021.12) | CLIENT INFORMATION DOCUMENT |
| 225-07-503E (11/01/2021) | B2B RETIREMENT ACCOUNT |
Other Account Opening Documents
| Form | Description |
|---|---|
| ACFFS (2023.02) | SIGNATURE SERVICE ACCOUNT ADDENDUM |
| GPMFRF_(2017.10) | SCHEDULED MUTUAL FUND REDEMPTION FORM |
| 100-04-105E (09/25/2020) | B2B CLIENT INFORMATION CHANGE FORM (CHANGE OF DEALER) |
| 100-06-243E (01/09/2018) | REGISTERED TRANSFER FORMS (RSP, SPSP, LIRA, RIF, SRIF, LRIF, LIF) |
| 100-07-200E (03/16/2020) | B2B CASH DISBURSEMENT FORM |
Other Government Documents
| Form | Description |
|---|---|
| T1006 E (21) | DESIGNATING AN RRSP WITHDRAWAL AS A QUALIFYING WITHDRAWAL |
| T2030 E (20) | GOVERNMENT RRSP DIRECT TRANSFER UNDER SUBPARAGRAPH 60(L)(V) |
| T2033 E (21) | GOVERNMENT RRSP DIRECT TRANSFER UNDER PARAGRAPH 146(16)(A) OR 146.3(2)(E) |
| T2151 E (20) | DIRECT TRANSFER OF A SINGLE AMOUNT UNDER SUBSECTION 147(19) OR SECTION 147.3 |
| T2220 E (20) | TRANSFER FROM AN RRSP OR A RRIF TO ANOTHER RRPS OR RRIF ON BREAKDOWN OF MARRIAGE OR COMMON-LAW PARTNERSHIP |
| T3012A E (20) | TAX DEDUCTION WAIVER ON THE REFUND OF YOUR UNUSED RRSP CONTRIBUTIONS |
Visit the Canada Revenue Agency Website for more information on the Registered Retirement Savings Plan.
TAX ADVANTAGED ACCOUNTS - TFSA
Account Opening Documents
| Form | Description |
|---|---|
| GPNAAF (2021.12) | New Account Application Form |
| GP_IPQ | INVESTOR PROFILE QUESTIONNAIRE |
| GP_CID (2021.12) | CLIENT INFORMATION DOCUMENT |
| 225-07-542E (11/01/2021) | B2B TFSA ACCOUNT |
Other Account Opening Documents
| Form | Description |
|---|---|
| ACFFS_(2023.02) | SIGNATURE SERVICE ACCOUNT ADDENDUM |
| GPMFRF_(2017.10) | SCHEDULED MUTUAL FUND REDEMPTION FORM |
Other Documents
| Form | Description |
|---|---|
| 100-04-105E (09/25/2020) | B2B CLIENT INFORMATION CHANGE FORM (CHANGE OF DEALER) |
| 100-06-244E (01/10/2018) | B2B REGISTERED TRANSFER APPLICATION FORM |
| 100-07-200E (03/16/2020) | B2B CASH DISBURSEMENT FORM |
Visit the Canada Revenue Agency Website for more information on Tax-Free Savings Accounts.
TAX ADVANTAGED ACCOUNTS - RESP
Account Opening Documents
| Form | Description |
|---|---|
| GP_NAAF (2021.12) | New Account Application Form |
| GP_IPQ | INVESTOR PROFILE QUESTIONNAIRE |
| AP1004 1326972 12/20 | MACKENZIE EDUCATION SAVINGS PLAN APPLICATION (FAMILY PLAN) |
| GP_CID (2021.12) | CLIENT INFORMATION DOCUMENT |
| GPCODR7597_(2018.12) | CHANGE OF DEALER |
Other Government Documents
| Form | Description |
|---|---|
| HRSDC SDE0074 (2005-08-001) | OVERCONTRIBUTIONS TO RESPS AND GRANT REPAYMENT FORM |
| ESDC SDE 0100 - Part A (2020-07) E | RESP TRANSFER (FORM A: GENERAL INFORMATION - SUBSCRIBER) |
| ESDC SDE 0100 – Part B (2020-07) E | RESP TRANSFER (FORM B: RESP ACCOUNT / BENEFICIARY TRANSFER INFORMATION - RECEIVING PROMOTER) |
| ESDC SDE 0100 - Part C (2020-07) E | RESP TRANSFER (FORM C: RESP ACCOUNT / BENEFICIARY TRANSFER INFORMATION - RELINQUISHING PROMOTER) |
| ESDC SDE 0093 (2018-01) E | BASIC AND ADDITIONAL CANADA EDUCATION SAVINGS GRANT (CESG) AND CANADA LEARNING BOND (CLB) |
| ESDC SDE 0093-A (2017-05) E | CESG AND CLB: ANNEX A - ADDITIONAL BENEFICIARIES |
| ESDC SDE 0093-B (2018-01) E | CESG AND CLB: ANNEX B - PRIMARY CAREGIVER AND/OR CUSTODIAL PARENT/LEGAL GUARDIAN |
| ESDC SDE 0093-B (2017-05) E | CESG AND CLB: ANNEX C - APPLICATION: SASKATCHEWAN ADVANTAGE GRANT FOR EDUCATION SAVINGS (SAGES) |
| RC96 E (21) | LIFELONG LEARNING FORM-REQUEST TO WITHDRAW FUNDS FROM AN RRSP |
| NAS-2120-(01-21) E | GOVERNMENT SIN APPLICATION FORM |
Visit the Canada Revenue Agency Website for more information on the Registered Education Savings Plan.
TAX ADVANTAGED ACCOUNTS - RDSP
Account Opening Documents
| Form | Description |
|---|---|
| GP_NAAF (2021.12) | New Account Application Form |
| GP_IPQ | INVESTOR PROFILE QUESTIONNAIRE |
| GP_CID (2021.12) | CLIENT INFORMATION DOCUMENT |
| AP1003 1326972 12/20 | MACKENZIE DISABILITY SAVINGS PLAN APPLICATION |
| GPCODR7597_(2018.12) | CHANGE OF DEALER |
Other Government Documents
| Form | Description |
|---|---|
| T2201 E (21) | Disability Tax Credit Certificate |
| MFCDTC | RDSP DISABILITY TAX CREDIT (DTC) ELECTION FORM (MACKENZIE FINANCIAL) |
| MFCHCNC | RDSP HOLDER CONSENT TO NON-HOLDER CONTRIBUTIONS (MACKENZIE FINANCIAL) |
| ESDC EMP5611 (2015-04-001) E | HOLDER CONSENT TO AN RDSP TRANSFER |
| ESDC EMP5608 (2015-01-001) E | CANADA DISABILITY SAVINGS GRANT AND/OR CANADA DISABILITY SAVINGS BOND APPLICATION |
| ESDC EMP5490 (2011-06-014) E | REVOCATION OF REQUEST FOR CANADA DISABILITY SAVINGS GRANTS AND/OR CANADA SAVINGS BONDS |
| RC4625 E (21) | ROLLOVER TO A REGISTERED DISABILITY SAVINGS PLAN (RDSP) UNDER PARAGRAPH 60(M) |
| RDSPDAP | RDSP DISABILITY ASSISTANCE PAYMENT AND PREAUTHORIZED CHEQUING FORM |
| ESDC EMP5609 (2015-01-001) E | ANNEX A – JOINT HOLDER APPLICATION FOR CANADA DISABILITY SAVINGS GRANT AND/OR CANADA DISABILITY SAVINGS BOND |
| ESDC EMP5610 (2015-01-001) E | ANNEX B – PRIMARY CAREGIVER APPLICATION FOR: CANADA DISABILITY SAVINGS GRANT AND/OR CANADA DISABILITY SAVINGS BOND |
Visit the Canada Revenue Agency Website for more information on the Registered Disability Savings Plan.
FINANCIAL TRANSACTION DOCUMENTS
| Form | Description |
|---|---|
| GP_FACF | FINANCIAL ACCOUNT CHANGE FORM |
| GP_TAOI | TRANSFER AUTHORIZATION OF INVESTMENT (IN KIND/CASH) |
| GP_CRDA | COMMISSION REBATE DISCLOSURE |
| GP_SIF | SYSTEMATIC INSTRUCTION FORM |
| GP_UPA | UNSUITABLE POSITION/TRANSACTION ACKNOWLEDGEMENT |
| T1036 E (20) | HOME BUYERS' PLAN (HBP) REQUEST TO WITHDRAW FUNDS FROM AN RRSP |
| 100-04-107E (09/30/2020) | B2B MUTUAL FUND TRADE TICKET |
| 100-06-201E (03/25/2021) | B2B INTERNAL TRANSFER FORM |
| 100-06-202E (01/09/2018) | B2B BANK GIC PURCHASE FORM |
NON-FINANCIAL TRANSACTION DOCUMENTS
| Form | Description |
|---|---|
| GP_NFAC | NON-FINANCIAL ACCOUNT CHANGE FORM |
| GP_KYCF | CLIENT KYC FORM |
| GP_TPDS | THIRD-PARTY DETERMINATION STATEMENT |
| GPCODR7597_(2018.12) | CHANGE OF DEALER |
| GP_ICOFAR | INTERNAL CHANGE OF ADVISOR |
| LTAIND | LIMITED TRADING AUTHORIZATION FORM |
| T1213 E (21) | REQUEST TO REDUCE TAX DEDUCTION AT SOURCE |
| 100-03-203E (09/30/2020) | B2B BANK TRUSTED CONTACT PERSON INFORMATION |
| 100-03-203E (09/30/2020) | B2B DEREGISTRATION / WITHDRAWAL |
| 100-03-022E (03/16/2020) | B2B SYSTEMATIC INSTRUCTION FORM |
DISCLOSURE DOCUMENTS
| Form | Description |
|---|---|
| GP_CID (2021.12) | CLIENT INFORMATION DOCUMENT |
| GPCCD | CHARGES AND COMPENSATION DOCUMENT |
| SSACCD | SSA COMPENSATION AND FEE DISCLOSURE |
| LDD | LEVERAGE DISCLOSURE DOCUMENT |
| GPPPN | PRIVACY POLICY DISCLOSURE |
| CRD | COMMISSION REBATE DISCLOSURE |
| FUCDF | FREE UNIT CONSENT AND DISCLOSURE FORM |
| CCI | CLIENT COMPLAINT INFORMATION |